AI+ Tool and Solution Catalogue

Wizpresso Diligence is an advanced governance, regulatory, and compliance (GRC) platform designed to automate regulatory supervision, policy oversight, reporting, and audit workflows across investor relations, company secretary, sustainability, and risk management teams.

Built to streamline compliance operations and strengthen corporate governance, Diligence unifies policies, controls, and reports into a single intelligent system for proactive monitoring, faster audits, and more accountable decision-making.

With Diligence, organizations can:

• Automate Compliance Monitoring: Perform AI-powered gap analysis to compare reports, disclosures, or policies directly against regulatory frameworks, industry codes, and standards.

• Strengthen Policy Governance: Automatically check policies against industry best practices, detect overlaps or inconsistencies, and ensure alignment with corporate guidelines.

• Accelerate Audit Automation: Replace manual audit checks with AI-driven workflows, enabling reviewers to ask due diligence questions in a secure workspace and generate evidence-backed responses from uploaded materials.

• Simplify Evidence Collection: Eliminate fragmented processes by enabling seamless control monitoring and one-click evidence collection from distributed teams.

• Stay Ahead with Alerts & Notifications: Receive smart reminders for periodic evidence submission, policy review updates, and regulatory changes, ensuring no compliance deadline is ever missed.

• Diligence empowers enterprises to replace fragmented governance tasks with streamlined, intelligent workflows—reducing compliance risk, enhancing transparency, and enabling teams to focus on strategic oversight.

Use Cases:

1. A leading global bank in Hong Kong leveraged Wizpresso Diligence to centralize tracking of over 100 information security frameworks, achieving a 95% compliance rate, 15 times faster audit response, and 60% cost savings through AI-powered daily gap monitoring and streamlined reporting. By automating the mapping of regulatory requirements to 10,000+ internal policies and procedures, and enabling regular HKMA cyber resilience and ISO 27001 compliance, the bank overcame the challenge of navigating hundreds of regulations across 30+ jurisdictions while significantly reducing the time and cost of audit and control activities.

2. A regulatory authority leveraged Wizpresso Diligence to continuously monitor the policies and procedures of critical infrastructure providers, automatically checking their compliance against the latest information security codes of practice. By using Diligence’s centralized platform and AI-powered analytics, the regulator efficiently tracked fulfillment of regulatory requirements, detected gaps and non-compliance in real-time, and streamlined audit interactions with regulated entities. This proactive approach enabled the authority to safeguard the resilience of vital infrastructure, enforce standards consistently across multiple providers, and accelerate regulatory reporting without increasing administrative burden.

3. The Securities and Futures Commission (SFC) in Hong Kong utilizes Wizpresso Diligence to systematically monitor the compliance of ESG reports submitted by listed companies, benchmarking them against the latest ESG reporting standards including IFRS S2 and Appendix C2 of the Listing Rules. By leveraging AI-powered analytics and automated mapping functions in Diligence, the SFC efficiently reviews climate and sustainability disclosures, identifies gaps and areas for improvement, and ensures all reports adhere to evolving requirements such as the new climate-related and sustainability disclosure mandates effective from January 2025. This approach allows the regulator to uphold transparency and comparability in ESG reporting, supporting Hong Kong's transition to global ISSB-aligned sustainability standards while reducing the manual review burden for both regulators and the market.